Compliance Controls Officer – Kilmarnock/Hybrid – Competitive salary + benefits
Do you have a background in a compliance-focused role? Would you like to work in a busy second-line function?
We are currently recruiting on behalf of an international financial services organisation, looking to add a head to their fast-paced Compliance Controls Team. This role will focus on reporting into senior management and ensuring controls are in place in order to address all relevant regulatory risks.
What will the day-to-day look like?
- Performing regulatory compliance controls testing within the agreed compliance testing engagement plan, ensuring a strong controls environment is maintained
- Agreeing remediation plans with operational teams and following up with these teams to ensure effective implementation
- Maintained strong relationships with senior managers across the business to ensure compliance is met in different markets
- Ensuring any and all ad hoc regulatory or operational risk reviews are managed
What experience is needed?
- A minimum of two years of experience in an audit, compliance, or internal control testing environment in financial services
- The ability to work and communicate with varied stakeholders, some of these at a senior level
- The ability to show critical thinking and sound judgment when identifying problems and subsequent solutions
- Strong analytical skills demonstrated within a compliance, assurance, or controls role
If you feel that you have the relevant experience and would be interested in this kind of role then apply today with an up-to-date CV. Alternatively, you can get in touch with Alistair Dickson on 077661 44847 or at adickson@hrcrecruitment.co.uk.
HRC Recruitment is an equal opportunities employer, and all applications will be treated as such. We act as both an employment business and an employment agency.